sop for Non Conformance
1.0 Objective
To lay down a procedure for non conformances observed in all areas of operation and all departments.
2.0 Scope
This Standard Operating Procedure is applicable for Non Conformances observed in all departments to be followed at
formulation plant of abc Pvt. Ltd.
3.0 Responsibility
3.1 Concerned department Officer / Executive shall be responsible for receiving non conformance report and for further action.
3.2 Head / In charge Quality Assurance or his/ her designee shall be responsible for compliance of this SOP.
4.0 Abbreviations and Definitions
SOP : Standard Operating Procedure
QA : Quality Assurance
No. : Number
NCR : Non Conformance Report
BPCR : Batch Production and Control Record
R & D : Research and Development
5.0 Procedure
5.1 Initiation of Non Conformances are the observation / incident
5.1.1 Non Conformance which not complies to the procedure, system and equipment
shall be recorded as per Annexure-1.
5.1.2 If any Non Conformance observed, then same shall be recorded in NCR by the observer.
Observer shall write the detail of non-conformance and same shall be handed over to
concerned Officer/ Executive of the department.
5.1.3 Filling of NCR shall be carried in reference of SOP, BPCR, process guideline and
other regulatory and In-house quality management system as applicable for filling of NCR.
5.1.4 Concerned Officer/ Executive shall investigate the root cause of non-conformance and
suggest the suitable preventive action in consensus with their Concern Manager.
Head QA shall take lead to investigate the root cause of non-conformance and to
implement the corrective and preventive action.
5.1.5 Concerned Officer/ Executive shall also define the responsibility and target completion
date for the suggested preventive action so that same shall not repeat in future.
5.1.6 If NCR related to batch processing/ activity, then deviation shall be filled by concerned
department as per SOP No. BBL/QA/SOP/008 for further activity.
5.1.7 Concerned department manager shall review the process if required to
overcome the non-conformance in future.
5.1.8 If preventive action and process review needs any additional improvement or
modification in process/ equipment/ system, then QA Head shall notify the same
with concerned department head.
5.1.9 If any additional support required from corporate QA/ R & D, then QA shall
communicate for same to concerned department.
5.1.10 Final review shall be done by QA Head before closing of NCR.
5.1.11 Concerned department head with QA, shall organize and conduct need base
reinforcement training for non-conformance encountered.
5.1.12 After closing of NCR, same shall be submitted to QA documentation cell.
QA Officer/ Executive shall assign unique NCR number. Numbering system shall be of 10 alphanumerical characters like
NCR/XX/YYY where,
NCR stands for Non Conformance report
“/ ” stand for separator
XX stands for financial year
“/” stand for separator
YYY stands for serial number of report like 001, 002
5.1.13 QA documentation cell shall maintain the filled NCR record after closing.
QA Officer/ Executive shall maintain the NCR Log after closing as per Annexuer-2.
5.2 Category f non-conformance:
5.2.1 Non-conformance can be classified into Critical, Major and minor based on observation as given below.
Critical Observation:
• Product failure / Product recall
• Market complaint
• Adverse drug reaction
• Regulatory action
• Significant change in product stability
Major observation:
• Breakdown of equipment / system.
• Yield discrepancy
• Company image
Minor observation:
• Missing out a product literature in a unit pack.
• Smudgy coding
• Missing of tablet / capsule in strip/blister, missing of strips in carton, missing of
cartons in shipper, transportation breakage
6.0 Forms and Records
6.1 Non conformance report – Annexure-1.
6.2 NCR Log – Annexure-2.
7.0 Distribution
7.1 Master Copy – Documentation Cell (Quality Assurance)
7.2 Controlled Copy – Quality Assurance, Quality Control, Personnel & Administration, Production, Warehouse, Engineering
8.0 History
Revision Number | Details For Change |
Reason for Revision |
00 | New SOP | NA |
- process validation protocol for methylcobalamin niacinamide and pyridoxine injection
validation protocol of sterility test
sop for Analytical Method Transfer
Protocol for hold time study of sterile garments
sop for swab sampling for validation of clean surfaces
cleaning validation maco and noel calculation formula
sop for performance qualification for analyst
Sop for Validation report for disinfectant efficacy
Sop for Method validation report for bacterial endotoxin test
Sop for method validation microbiology sterility testing
sop for validation report for preservative efficacy test
sop for Protocol cum report for efficacy qualification of uv light
sop for validation protocol for uv light efficacy of dpb & laf
sop for cleaning validation protocol tablet manufacturing equipment
sop for cleaning validation protocol ointment manufacturing equipmentconcurrent process validation for rabeprazole ec and domperidone sr capsules
sop for Validation for cleaning procedure liquid injection
sop for Validation for cleaning procedure dry powder injection
Preparation Approval Control and Distribution of Master Formula Records
calibration policy for equipment and instruments
evaluation Sampling of Raw Materials questionnaire
training evaluation questionnaire
sop for approval of Contract Parties
sop for Operation and Cleaning of Purified Water Generation System
sop for Storage of Standard Weights
-
process validation protocol for methylcobalamin niacinamide and pyridoxine injection
validation protocol of sterility test
sop for Analytical Method Transfer
Protocol for hold time study of sterile garments
sop for swab sampling for validation of clean surfaces
cleaning validation maco and noel calculation formula
sop for performance qualification for analyst
Sop for Validation report for disinfectant efficacy
Sop for Method validation report for bacterial endotoxin test
Sop for method validation microbiology sterility testing
sop for validation report for preservative efficacy test
sop for Protocol cum report for efficacy qualification of uv light
sop for validation protocol for uv light efficacy of dpb & laf
sop for cleaning validation protocol tablet manufacturing equipment
sop for cleaning validation protocol ointment manufacturing equipmentconcurrent process validation for rabeprazole ec and domperidone sr capsules
sop for Validation for cleaning procedure liquid injection
sop for Validation for cleaning procedure dry powder injection
Preparation Approval Control and Distribution of Master Formula Records
calibration policy for equipment and instruments
evaluation Sampling of Raw Materials questionnaire
training evaluation questionnaire
sop for approval of Contract Parties
sop for Operation and Cleaning of Purified Water Generation System
sop for Storage of Standard Weights
sop for Verification of Weighing Balance
-
Sop for Submitting of Leave Application
sop for Accident Management Procedures
sop for Accident Management Procedures
Cleaning and colour coding of Factory Apparel (Clothes)
Job Responsibilities of Key Personnel
sop for Maintenance of Building
Destruction of Batch Production and Control Records BPCR
Procedure for Sampling of Rinse water Swab
Cleaning Validation of Equipment
Measurement and Recording of Temperature and Relative Humid
Sampling of Product at Intermediate Stages
Approval of Overprinting on Packing Material
sop for Procedure for Reprocessing
Preparation and Control of Master Batch Production and Control record
Issuance and Retrieval of Control documents
Calibration Policy for equipment
procedure for batch numbering system for products